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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
310 W Main St, Wautoma, WI 54982 • United States
101 W 4Th Street, Marshfield, WI 54449 • United States
Marshfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connexus Credit Union | Wausau | WI | 06/2016 | 09/2016 |
| Bmo Harris Bank | Marshfield | WI | 09/2016 | 03/2021 |
| Lpl Financial Llc | Marshfield | WI | 03/2021 | Present |
| Bmo Bank Na | Marshfield | WI | 12/2020 | Present |
1) 03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Marshfield, WI 54449 2) 06/2021 - Teaching - Junior Achievement - 2Hrs/Mo 0Hrs/Mo During Trading - Investment Related - Wausau, WI 54401 3) 03/2021- Financial Institution Duty - BMO Bank NA - 160Hrs/Mo 6Hrs/Mo During Trading - Investment Related - Marshfield, WI 54449 - Started 12/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-31 |
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