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Brian Lee Sonnenberg

LPl Financial LLC

Wautoma, WI

Onalaska, WI

Adams, WI

Wisconsin Dells, WI

Lacrosse, WI

Necedah, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

310 W Main St, Wautoma, WI 54982 • United States

1145 Main Street, Onalaska, WI 54650 • United States

121 N Main St, Adams, WI 53910 • United States

501 Broadway, Wisconsin Dells, WI 53965 • United States

1300 Rose Street, Lacrosse, WI 54603 • United States

Necedah, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Mauston WI 07/2011 Present
Bmo Harris Financial Advisors, Inc. Wautoma WI 08/2012 03/2021
Lpl Financial, Llc Mauston WI 03/2021 Present
  • 07/2011 → Present
    Bmo Harris Bank
    Mauston, WI
  • 08/2012 → 03/2021
    Bmo Harris Financial Advisors, Inc.
    Wautoma, WI
  • 03/2021 → Present
    Lpl Financial, Llc
    Mauston, WI
Previous Registrations
  • 2012-08-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Adams, WI
    New Lisbon, WI
    Wautoma, WI
    Adams, WI
    Mauston, WI
    Mauston, WI
    Onalaska, WI
    Chicago, IL
  • 2005-09-21 → 2012-08-01
    M&I Financial Advisors, Inc
    New Lisbon, WI
    Lake Dalton, WI
    Wisconsin Dells, WI
    Mauston, WI
    Adams, WI
    Wautoma, WI
    New Lisbon, WI
  • 2010-04-29 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

1. 4/13/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-24
  • S66 Uniform Combined State Law Examination
    2001-01-24
Other Names
  • Brian L Sonnenberg

View on SEC IAPD

Other Firms

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U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CARL M. HENNIG, INC.
OSAIC WEALTH, INC.

Other Investors

MICHELLE LEE RUSSELL
BRIAN PATRICK GETCHIUS
David Austin Stevens
Travis Jeffrey Truesdale
ANTHONY GEORGE SMYRNEOS
JASON MICHAEL STAUFFACHER
Jacob Paul Cote
KELLY ROXANNE MARSHALL

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · WAUTOMA, WI
EDWARD JONES · WAUTOMA, WI
COMMONWEALTH FINANCIAL NETWORK · Wautoma, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Westfield, WI
U.S. BANCORP ADVISORS, LLC · Princeton, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PRINCETON, WI
EDWARD JONES · BERLIN, WI
CARL M. HENNIG, INC. · BERLIN, WI

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