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Jeffery D Phillips

Valic Financial Advisors, Inc.

Jonesboro, AR

CRD 5972771

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-25
OH RA APPROVED 2022-07-22
FL RA APPROVED 2021-11-12
LA RA APPROVED 2020-09-09
KY RA APPROVED 2019-01-10
MO RA APPROVED 2014-04-08
IL RA APPROVED 2014-04-01
MS RA APPROVED 2013-01-24
AR RA APPROVED 2012-03-19
  • WA RA
    APPROVED
    Since 2025-11-25
  • OH RA
    APPROVED
    Since 2022-07-22
  • FL RA
    APPROVED
    Since 2021-11-12
  • LA RA
    APPROVED
    Since 2020-09-09
  • KY RA
    APPROVED
    Since 2019-01-10
  • MO RA
    APPROVED
    Since 2014-04-08
  • IL RA
    APPROVED
    Since 2014-04-01
  • MS RA
    APPROVED
    Since 2013-01-24
  • AR RA
    APPROVED
    Since 2012-03-19

Branch Locations

1322 Stone Street, Jonesboro, AR 72401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Little Rock AR 10/2011 Present
Agia Houston TX 12/2022 Present
  • 10/2011 → Present
    Valic Financial Advisors
    Little Rock, AR
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-14
  • S66 Uniform Combined State Law Examination
    2012-02-14

View on SEC IAPD

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