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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Des Peres | MO | 09/2011 | 05/2019 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 05/2019 | Present |
1. Association of Certified Fraud Examiners Greater St Louis Chapter; 8816 Manchester Road, Suite #225, St Louis, MO 63144; Reduce the incidence of fraud and white collar crime; Director; Assist in fraud detection and deterrence through training and outreach; 08/01/2020; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related. 2. Association of Certified Anti-Money Laundering Specialists (ACAMS) Kansas City Chapter; Kansas City MO; The ACAMS KC Board holds events which provide training/outreach to the ACAMS KC Chapter Members; Director of Strategic Initiatives; Service as an advisory board member to the KC board (finding guest speakers for events, providing insight on how to promote chapter growth, etc...); 12/13/2023; 1.00hr/month; during securities trading hours; investment related. 3. Association of Certified Anti-Money Laundering Specialist (ACAMS) Greater St. Louis Chapter; 80 Southwest 8th Street #2350 Miami, FL 33130; Anti-Money Laundering Education, Certification, and Resources; Emeritus Board Member; Serving as an advisor to the board; 10/01/2025; 1hr/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-01 |
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