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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-19 |
| TN | RA | APPROVED | 2022-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Nashville | TN | 12/2015 | 06/2018 |
| Regions Bank | Nashville | TN | 12/2015 | 06/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2015 | 06/2018 |
| Ftb Advisors, Inc | Franklin | TN | 06/2018 | 06/2020 |
| Raymond James Financial Services, Inc | Franklin | TN | 06/2020 | 07/2022 |
| Raymond James Financial Services Advisors, Inc | Franklin | TN | 06/2020 | 07/2022 |
| F& M Bank, F&M Investment Services | Franklin | TN | 06/2020 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brentwood | TN | 07/2022 | Present |
| Bank Of America, N.A. | Brentwood | TN | 08/2022 | Present |
I*: 2561275Entity Type: Not for ProfitName of OBA: Wilco Track and FieldAddress: Franklin, TN 37064Investment Related: NoPosition, Title, Association: Assistant for Youth Track and Field programEmployee Start Date: 07/01/2025Number of Hours: 16 hrs annuallyNumber of Hours during trading: 0Duties: Helping Youth Track and Field programI*: 2555293Entity Type: Not for ProfitName of OBA: Brentwood Endurance Athletic TeamAddress: College Grove, TN 37046Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 07/01/2025Number of Hours: 16 hrs annuallyNumber of Hours during trading: 0Duties: Vice President. Help with club organization, new members, sponsorshipsI*2961270, Entity Type: Entity Charitable, Name of OBA: National MS Society Kentucky-Tennessee, Address: Carol Stream, Illinois, 60188, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/15/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: participate on the board and multiple committees, MS society raises awareness about multiple sclerosis thru events to find a cure to the disease. I*3123281 Entity Type: For Profit Name of OBA:Cycling Company - no name yet for LLC Address:Brentwood Tennessee Investment Related:No Position, Title, Association:Owner Start Date:01/01/2026 No Hours: 24 Yearly No Hours during trading:0 Yearly Duties:Cycling company to deduct expenses with travelling for me, my wife and kids (all cyclists). Company's goal is to take advantage of tax deductions and not to make profit My wife and I will be owners of the company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-08 |
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