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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-11-28 |
Branch Locations
133 Defense Hwy Ste 108, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bethesda | MD | 11/2011 | 09/2016 |
| New York Life Insurance | Bethesda | MD | 08/2011 | 09/2016 |
| Pasko Financial Group, Llc | Columbia | MD | 12/2014 | 09/2016 |
| Wells Fargo Advisors Financial Network, Llc | Annapolis | MD | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-15 |
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