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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-08 |
| ND | RA | APPROVED | 2011-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Fargo | ND | 08/2011 | Present |
| Bank Of America, N.A. | Fargo | ND | 10/2011 | Present |
I*61334 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FARGO MOORHEAD TRAILBUILDERS INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOORHEAD, MINNESOTA 56560 NATURE OF BUSINESS: OTHER, COMMUNITY ORGANIZATION/CLUB - OTHER NON-PROFIT POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/4/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMUNITY ORGANIZATION/CLUB TO ASSIST WITH OFF ROAD TRAIL DEVELOPMENT IN E ND AND W MN FOR HIKING AND BIKING USE. PROMOTE TRAIL ADVOCACY, USAGE, AND ETTIQUETTE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-03 |
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