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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-02-21
  • WI RA
    APPROVED
    Since 2023-02-21

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 03/2012 03/2017
Thrivent Distributors Llc Appleton WI 11/2015 03/2017
Thrivent Investment Management Inc Appleton WI 07/2017 Present
Self Employed Appleton WI 03/2017 07/2017
  • 03/2012 → 03/2017
    Thrivent Financial For Lutherans
    Appleton, WI
  • 11/2015 → 03/2017
    Thrivent Distributors Llc
    Appleton, WI
  • 07/2017 → Present
    Appleton, WI
  • 03/2017 → 07/2017
    Self Employed
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-18
S63 Uniform Securities Agent State Law Examination 2012-05-03
  • S65 Uniform Investment Adviser Law Examination
    2023-02-18
  • S63 Uniform Securities Agent State Law Examination
    2012-05-03
Other Names
  • Ross Ritchie

View on SEC IAPD

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