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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
901 3Rd Ave S Routing S14/3235, Minneapolis, MN 55402-3367 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-05-16 |
| LA | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED_RES | 2023-05-03 |
| OH | RA | APPROVED | 2017-04-17 |
Branch Locations
Wmi And Cmi Osj - Byron Center 2445 84Th Street Sw, Byron Center, MI 49315 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Akron | OH | 05/2012 | 03/2017 |
| Pnc Bank, N.A. | Akron | OH | 05/2012 | 03/2017 |
| Huntington Investment Company | North Canton | OH | 03/2017 | Present |
| Ameriprise Financial Services, Llc | Spencer | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-27 |
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