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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-30
  • MI RA
    APPROVED
    Since 2026-06-30

Branch Locations

2445 84Th St Sw, Byron Center, MI 49315-9625 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-10-14
  • MI RA
    APPROVED
    Since 2021-10-14

Branch Locations

Byron Center 2445 84Th St Sw, Byron Center, MI 49315 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 08/2009 10/2021
Tcf National Bank Portage MI 08/2009 10/2021
Cetera Investment Advisers Llc Byron Center MI 01/2014 10/2021
The Huntington Investment Company Columbus OH 10/2021 Present
Ameriprise Financial Services, Llc Byron Center MI 06/2026 Present
Previous Registrations
  • 2014-01-21 → 2021-10-13
    Kalamazoo, MI
    Portage, MI
    Byron Center, MI
  • 2009-08-25 → 2014-01-21
    Cetera Investment Services Llc
    Kalamazoo, MI
    Battle Creek, MI
    Portage, MI
    Portage, MI
    Byron Center, MI
    Portage, MI
    Paw Paw, MI
    Allendale, MI
  • 2008-01-09 → 2008-07-31
    Natcity Investments, Inc.
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-07
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    2008-01-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Other Names
  • Mark Lloyd Davis
  • Mark Lloyd Davis

View on SEC IAPD

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