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Shaun N Westphal

High Note Wealth, LLC

Deephaven, MN

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Current Employers
High Note Wealth, Llc

18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-11
  • MN RA
    APPROVED
    Since 2023-04-11

Branch Locations

18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Katherine Forrester Wirth Eden Prairie MN 09/2011 11/2019
Northwestern Mutual Investment Services, Llc Eden Prairie MN 09/2011 11/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2013 11/2019
High Note Wealth, Llc Deephaven MN 11/2019 04/2023
High Note Wealth, Llc Deephaven MN 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2011-11-14
Designations

View on SEC IAPD

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