Katherine Marie Antoinette Forrester

Employer firm

High Note Wealth, LLC CRD 305768

$683M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

High Note Wealth, Llc

18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-22
MN	RA	APPROVED	2019-11-20

TX RA
APPROVED

Since 2020-04-22
MN RA
APPROVED

Since 2019-11-20

Branch Locations

18258 Minnetonka Boulevard Suite 200, Deephaven, MN 55391-3359 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	08/1997	11/2019
High Note Wealth Llc	Deephaven	MN	11/2019	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	11/2013	11/2019

08/1997 → 11/2019

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
11/2019 → Present

High Note Wealth Llc

Deephaven, MN
11/2013 → 11/2019

Northwestern Mutual Investment Services, Llc

Milwaukee, WI

Previous Registrations

2013-11-04 → 2019-11-21

Northwestern Mutual Investment Services, Llc

Minnetonka, MN

Minnetonka, MN

Deephaven, MN

Other Businesses

1) 11/1996 INDEPENDENT LICENSED INSURANCE AGENT; DEEPHAVEN, MN; NON INVESTMENT RELATED; NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 02/28/2022 ENTREBANK, NON INVESTMENT RELATED, 1550 AMERICAN BLVD E, BLOOMINGTON, MINNESOTA 55425, BANK DIRECTOR AND MEMBER, HOURS PER MONTH: 9, HOURS PER MONTH DURING TRADING SECURITIES HOURS: 4, PARTICIPATES IN MONTHLY BANK BOARD AND COMMITTEE MEETINGS AS WELL AS APPROVES LOAN APPLICATIONS OVER $3 MILLION 3) 05/08/2017 ONE DEEPHAVEN LLC; NON INVESTMENT RELATED; 18258 MINNETONKA BOULEVARD, DEEPHAVEN, MINNESOTA 55391, CHIEF MANAGER, SECRETARY AND TREASURER, HOURS PER MONTH:<5, HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5, TRUST IS 90% OWNER OF THE LLC AND RECEIVES MONTHLY AND QUARTERLY RENTAL INCOME AS THE PROPRIETOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-23
S63	Uniform Securities Agent State Law Examination	1997-04-25

S66 Uniform Combined State Law Examination

2007-02-23
S63 Uniform Securities Agent State Law Examination

1997-04-25

Designations

Chartered Financial Consultant

Other Names

Katherine Marie Antionette Vogel
Katherine Ma Forrester
Katherine Marie Antionette Forrester
Katherine Marie Antionette Forrester Wirth
Katherine Marie Antionette Forrester
Katherine Forrester Schneewind
Katherine Forrester Schneewind

View on SEC IAPD