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Rickie Santana

Ameriprise Financial Services, LLC

Clark, NJ

Weston, FL

North Bergen, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-30
NJ RA APPROVED 2016-08-01
  • FL RA
    APPROVED
    Since 2023-11-30
  • NJ RA
    APPROVED
    Since 2016-08-01

Branch Locations

990 Raritan Rd Ste A, Clark, NJ 07066 • United States

1290 Weston Rd Ste 200, Weston, FL 33326 • United States

North Bergen, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cranford NJ 01/2015 03/2020
Ameriprise Financial Services, Llc Clark NJ 03/2020 Present
Other Businesses

Independent Insurance Brokering; Horizon BlueCross BlueShield; 01/01/2021; Group / United Healthcare Oxford; 03/02/2023; / Metlife; 02/21/2023; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-15
  • S66 Uniform Combined State Law Examination
    2016-06-15

View on SEC IAPD

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Other Offices

PRIVATE ADVISOR GROUP, LLC · CLARK, NJ
ETHOS FINANCIAL GROUP, LLC · Clark, NJ
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EDWARD JONES · Clark, NJ
LPL FINANCIAL LLC · CLARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · CLARK, NJ
CETERA INVESTMENT ADVISERS LLC · CLARK, NJ
STATE FARM INVESTMENT MANAGEMENT CORP. · Clark, NJ

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