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Lauren Elizabeth Morris

Retirement Plan Advisors Ltd

Cincinnati, OH

CRD 5969273

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Employer firm

Retirement Plan Advisors Ltd CRD 158882

$48.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Plan Advisors Ltd

9467 Montgomery Road, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-03-31
  • OH RA
    APPROVED
    Since 2014-03-31

Branch Locations

9467 Montgomery Road, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Plan Advisors Llc Cincinnati OH 01/2014 Present
  • 01/2014 → Present
    Retirement Plan Advisors Llc
    Cincinnati, OH
Other Businesses

REGISTERED BUSINESS IN OHIO TO PROVIDE PART-TIME ADMINISTRATIVE SUPPORT. NO COMMISSIONS ARE RECEIVED BY THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-07
  • S65 Uniform Investment Adviser Law Examination
    2012-08-07
Other Names
  • Lauren E Morris
  • Lauren Elizabeth Olmsted

View on SEC IAPD

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