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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2000-05-25
  • FL RA
    APPROVED
    Since 2000-05-25

Branch Locations

9990 Coconut Rd Unit 222, Estero, FL 34135 • United States

Estero, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Myers FL 09/2005 03/2020
Ameriprise Financial Services, Llc Estero FL 03/2020 Present
Other Businesses

Business Ownership; James A Butcher LLC; Owner; Manage Ameriprise Business; 20347 Black Tree Lane, , Estero, FL, 33928; Investment-Related; 07/01/2025; 40 to 59 hours per month; 10 to 19 during trading hours. Outside Employment; James A Butcher LLC; Owner; Manage advisory business; 9990 Coconut Rd suite 222, , Estero, FL, 34134; Investment-Related; 07/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-14
  • S66 Uniform Combined State Law Examination
    2003-11-14
Other Names
  • Jim Butcher

View on SEC IAPD

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