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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2011-10-25 |
Branch Locations
6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States
Placitas, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Albuquerque | NM | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | Present |
TRUSTEE FOR GRANDPARENT; INV RELATED; PLACITAS, NM; START: 4/30/18; 8 HRS/MO; 0 DURING TRADING. TRUSTEE FOR GRANDPARENTS RANCH TRUST; INV RELATED; PLACITAS, NM; START: 5/25/18; 4 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-21 |
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