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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-09-14 |
| TX | RA | APPROVED | 2020-09-09 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2011 | Present |
| Self Employed | San Francisco | CA | 07/2019 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2011 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2020 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BOULEVARD, MALVERN, PA 19355..... NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS: SAN FRANCISCO, CA NATURE OF BUSINESS: UBER POSITION: CONTRACTED WITH UBER START DATE: 07/2019 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-20 |
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