Steven L Rich

Employer firm

Signal Advisors Wealth, LLC CRD 301086

$1.69B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 01/2019
  Mass Mutual
  Bridgewater, NJ
• 11/2014 → 01/2019
  Mml Investors Services
  Bridgewater, NJ
• 07/2019 → 08/2023
  M Holdings Securities, Inc.
  Portland, OR
• 07/2019 → 08/2023
  Oneteam Financial Llc
  Red Bank, NJ
• 02/2019 → 06/2019
  Self Employed
  Red Bank, NJ
• 08/2023 → 02/2024
  Madison Avenue Securities
  San Diego, CA
• 08/2023 → 09/2025
  Anders & Anders Financial Group
  New Smyrna Beach, FL
• 08/2023 → 09/2025
  Ae Wealth Management
  Topeka, KS
• 09/2025 → Present
  Signal Advisors Wealth, Llc
  Detroit, MI
• 09/2025 → Present
  New Smyrna Beach Retirement Solutions
  New Smyrna Beach, FL
• 02/2026 → Present
  Simplicity Investments
  Summit, NJ

Previous Registrations

• 2023-09-07 → 2025-09-30
  Ae Wealth Management, Llc
  Topeka, KS
  New Smyrna Beach, FL
• 2019-07-05 → 2023-08-10
  M Holdings Securities, Inc.
  Portland, OR
  Red Bank, NJ
  Berkeley Heights, NJ
  Red Bank, NJ

Other Businesses

1.) SIGNAL ADVISORS WEALTH LLC - 9/30/25 - 1555 Broadway Street, Detroit, MI 48226 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) NEW SMYRNA BEACH RETIREMENT SOLUTIONS - 9/30/25 - 112 N Orange Street, New Smyrna Beach, FL - Owner/Advisor, Independent insurance agent, Not Invt Rel, Financial planning, 80 hrs/mo; 80 hrs/mo (during trading hours)

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-04-26
• S65 Uniform Investment Adviser Law Examination
  2018-08-29

Other Names

• Steven Rich
• Steven Lowell Rich