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Current Employers
Signal Advisors Wealth, Llc

1555 Broadway St, Detroit, MI 48226 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-06
  • FL RA
    APPROVED
    Since 2025-10-06

Branch Locations

112 North Orange Street, New Smyrna Beach, FL 32168 • United States

1555 Broadway St, Detroit, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Bridgewater NJ 08/2014 01/2019
Mml Investors Services Bridgewater NJ 11/2014 01/2019
M Holdings Securities, Inc. Portland OR 07/2019 08/2023
Oneteam Financial Llc Red Bank NJ 07/2019 08/2023
Self Employed Red Bank NJ 02/2019 06/2019
Madison Avenue Securities San Diego CA 08/2023 02/2024
Anders & Anders Financial Group New Smyrna Beach FL 08/2023 09/2025
Ae Wealth Management Topeka KS 08/2023 09/2025
Signal Advisors Wealth, Llc Detroit MI 09/2025 Present
New Smyrna Beach Retirement Solutions New Smyrna Beach FL 09/2025 Present
Simplicity Investments Summit NJ 02/2026 Present
  • 08/2014 → 01/2019
    Mass Mutual
    Bridgewater, NJ
  • 11/2014 → 01/2019
    Mml Investors Services
    Bridgewater, NJ
  • 07/2019 → 08/2023
    Portland, OR
  • 07/2019 → 08/2023
    Oneteam Financial Llc
    Red Bank, NJ
  • 02/2019 → 06/2019
    Self Employed
    Red Bank, NJ
  • 08/2023 → 02/2024
    Madison Avenue Securities
    San Diego, CA
  • 08/2023 → 09/2025
    Anders & Anders Financial Group
    New Smyrna Beach, FL
  • 08/2023 → 09/2025
    Ae Wealth Management
    Topeka, KS
  • 09/2025 → Present
    Detroit, MI
  • 09/2025 → Present
    New Smyrna Beach Retirement Solutions
    New Smyrna Beach, FL
  • 02/2026 → Present
    Simplicity Investments
    Summit, NJ
Previous Registrations
Other Businesses

1.) SIGNAL ADVISORS WEALTH LLC - 9/30/25 - 1555 Broadway Street, Detroit, MI 48226 - IAR, Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) NEW SMYRNA BEACH RETIREMENT SOLUTIONS - 9/30/25 - 112 N Orange Street, New Smyrna Beach, FL - Owner/Advisor, Independent insurance agent, Not Invt Rel, Financial planning, 80 hrs/mo; 80 hrs/mo (during trading hours)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-04-26
S65 Uniform Investment Adviser Law Examination 2018-08-29
  • S63 Uniform Securities Agent State Law Examination
    2023-04-26
  • S65 Uniform Investment Adviser Law Examination
    2018-08-29
Other Names
  • Steven Rich
  • Steven Lowell Rich

View on SEC IAPD

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