Eric Ervin Otten

Current Employers

Employment History

• 08/2011 → 01/2020
  Rbc Capital Markets, Llc
  Omaha, NE
• 06/2019 → 01/2020
  City National Bank
  Omaha, NE
• 01/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Omaha, NE
• 01/2020 → Present
  Bank Of America, N.A.
  Omaha, NE

Previous Registrations

• 2011-12-12 → 2020-01-23
  Rbc Capital Markets, Llc
  Omaha, NE

Other Businesses

I*426781 Entity Type: Charitable Name of OBA:Cystic Fibrosis Foundation Address:Bethesda Maryland Investment Related:No Position, Title, Association:Committee,Board Member Start Date:5/09/2012 No Hours: 20 Yearly No Hours during trading:8 Yearly Duties:To cure cystic fibrosis and to provide all people with CF the opportunity to lead long, fulfilling lives by funding research and drug development, partnering with the CF community, and advancing high-quality, specialized care. My expected responsibilities are to help raise awareness of the cause and to raise funds for the organization both at the local chapter level and the national level. OTTEN INVESTMENTS, LP; ADDRESS:, NORFOLK, NE 68702; BUSINESS DESCRIPTION: DOMESTIC LIMITED PARTNERSHIP; INVESTMENT RELATED; START DATE: 10/06/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 I*2194320, Entity Type: School Name of OBA: U.S. Naval Academy Alumni Association Omaha Chapter, Address: Omaha, Nebraska, 68164, Investment Related: N, Position: Officer, Start Date: 02/14/2025, Hours: 10 Monthly, Hours during Trading: 0 Monthly, Duties: To serve and support the United States, the Naval Service, the Naval Academy, and the members: By communicating the message of the Naval Academy to the area alumni. By seeking out, informing, encouraging, and assisting outstanding, qualified young men and women to pursue careers as officers in the Navy and Marine Corps through the Naval Academy. Initiating and sponsoring activities which will a) Perpetuate the history, traditions, and memories of the Naval Academy, b) Strengthen the Naval Academy, and c) Bind alumni together in support of the highest ideals of command, citizenship, and government. Encourage and facilitate: a) Friendships and associations, b) Mentoring and advising relationships, and c) Aid to the members. My responsibilities as Chapter President will be to preside at all meetings of the chapter and of the Board and shall exercise the power and the duties usual to that office. I*: 509926Entity Type: Fiduciary roleName of OBA: J. J. O. Revocable TrustAddress: Norfolk, NE 68701Investment Related: NoPosition, Title, Association: Co-Trustee Start Date: 6/18/205Hours: 4 hrs annuallyHours during trading: 0 Duties: Co-Trustee I*: 509924Entity Type: Fiduciary role Name of OBA: J. J. O. Irrevocable Dynasty TrustAddress: Pierce, NE 68767Investment Related: NoPosition, Title, Association: Co- TrusteeStart Date: 8/9/2018Hours: 8 hrs mthlyHours during trading: 0 Duties: Co-Turstee I*: 510940Entity Type: Fiduciary roleName of OBA: F E. O. Irrevocable Dynasty TrustAddress: Pierce, NE 68767Investment Related: NoPosition: Co-Trustee Start Date: 6/18/2025 Hours: 6 hrs mthlyHours during trading: 0 Duties: Co-Trustee I*5098267, Entity Type: , Name of OBA: J J. O 2026 Grantor Retained Annuity Trust, Address: Pierce, Nebraska, 68767, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 04/15/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-12-08