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Kristin Bonita Smith

Ameriprise Financial Services, LLC

Modesto, CA

Modesto, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-26
CA RA APPROVED 2016-06-13
  • TX RA
    APPROVED_RES
    Since 2023-01-26
  • CA RA
    APPROVED
    Since 2016-06-13

Branch Locations

1301 L St Ste 2, Modesto, CA 95354 • United States

Modesto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Modesto CA 06/2016 03/2020
Ameriprise Financial Services, Llc Modesto CA 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; National Life Group; 04/27/2023; Fixed Annuity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-21
S65 Uniform Investment Adviser Law Examination 2012-03-17
  • S66 Uniform Combined State Law Examination
    2015-03-21
  • S65 Uniform Investment Adviser Law Examination
    2012-03-17

View on SEC IAPD

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INTEGRAL WEALTH MANAGEMENT · Modesto, CA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
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