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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
4424 West Sam Houston Pkwy N Ste 1000, Houston, TX 77041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Boca Raton | FL | 05/2006 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 05/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 05/2025 |
| Kestra Investment Services Llc | Houston | TX | 05/2025 | Present |
| Kestra Advisory Services Llc | Houston | TX | 05/2025 | Present |
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name; HIGGINBOTHAM FINANCIAL POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 4424 W. Sam Houston Pkwy N, Suite 1000, Houston TX 77041, United States DESCRIPTION: Registered Rep to client accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-24 |
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