Tracy Warren Rogers

Current Employers

Old Port Advisors

130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-29
ME	RA	APPROVED	2004-11-10

TX RA
APPROVED_RES

Since 2026-01-29
ME RA
APPROVED

Since 2004-11-10

Branch Locations

130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Old Port Advisors, Inc	Portland	ME	09/2004	Present

09/2004 → Present

Old Port Advisors, Inc

Portland, ME

Previous Registrations

2002-09-30 → 2004-08-06

Cambridge Investment Research, Inc.

Portland, ME

Other Businesses

1) PORT CITY RENTALS, LLC ; NON-INVESTMENT RELATED; 1457 WEST LAGOON AVE, GULF SHORES, AL 36542; REAL ESTATE RENTAL; PARTNER; 05/2022; APPROX. 3 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; ATTEND MONTHLY MEETINGS TO MAKE BUSINESS DECISIONS WITH PROPERTY MANAGER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-06

S66 Uniform Combined State Law Examination

2000-07-06

View on SEC IAPD

Current Employers

Old Port Advisors

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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