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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-11-29 |
Branch Locations
19950 W Country Club Dr Suite 802, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Aventura | FL | 04/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS 2. TREASURER, THE TOWNHOUSES OF EMERALD HILLS ASSOCIATION, 1201 ST ANDREWS RD., HOLLYWOOD, , FLORIDA, 33021, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 02/20/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE COMMUNITY FINANCIALS, ASSIST IN FINANCIAL DECISION-MAKING FOR THE BETTERMENT OF THE COMMUNITY, SIGN OFF ON CHECKS FOR VENDORS AND COMMUNITY FINANCIALS 3. MCE ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/28/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-27 |
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