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Gary Marzotto

Charles Schwab & Co., Inc.

Mt Kisco, NY

Scarsdale, NY

CRD 5967296

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
NY RA APPROVED 2021-07-28
  • TX RA
    APPROVED
    Since 2023-01-03
  • NY RA
    APPROVED
    Since 2021-07-28

Branch Locations

77 South Moger Ave, Mt Kisco, NY 10549 • United States

880 Central Park Avenue, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Manhattan NY 10/2012 06/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2021
Charles Schwab & Co., Inc. Scarsdale NY 07/2021 Present
Charles Schwab Bank, Ssb Scarsdale NY 07/2021 Present
  • 10/2012 → 06/2021
    Fidelity Investments
    Manhattan, NY
  • 07/2018 → 06/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Scarsdale, NY
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Scarsdale, NY
Previous Registrations
  • 2018-07-13 → 2021-06-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-03-17 → 2018-07-13
    Strategic Advisers Llc
    Mt Kisco, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2013-04-01
Designations
  • Certified Financial Planner
Other Names
  • Gary Martin Marzotto
  • Gary M. Marzotto

View on SEC IAPD

Nearby Firms

KEY INVESTMENT SERVICES LLC
J.P. MORGAN SECURITIES LLC
INTERSTATE FINANCIAL GROUP, INC.

Nearby Investors

Michael Paul Montaldo
Allie Lehman
Matthew Aquino

Nearby Offices

CHARLES SCHWAB & CO., INC. · MOUNT KISCO, NY
KEY INVESTMENT SERVICES LLC · MT. KISCO, NY
J.P. MORGAN SECURITIES LLC · Mount Kisco, NY

More in Mt Kisco, NY

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