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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-17 |
Branch Locations
5011 Argosy Ave Suite #13, Huntington Beach, CA 92649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors | Beverly Hills | CA | 09/2013 | 01/2025 |
| Lpl Financial Llc | Huntington Beach | CA | 01/2025 | Present |
1)01/15/2025 - WISE FINANCIAL SOLUTIONS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/15/2025 - LOVING HEARTS CENTER / Business Owner / Non Inv Related / Weed, CA 96067 / Start date 07/17/2023 - 5 hrs per month 3)01/15/2025 - THE VENUSIAN MT SHASTA - Real Estate Rental - Owner - Shasta, CA - Start: 03/2021 - 30 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-20 |
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