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Inactive

Christina S.M. Horan

Mariner

Nashville, TN

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-11-15
  • TN RA
    APPROVED
    Since 2021-11-15

Branch Locations

905 Harpeth Valley Place, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Richwood OH 12/2014 10/2021
Mariner Wealth Advisors Nashville TN 11/2021 Present
  • 12/2014 → 10/2021
    Lpl Financial, Llc
    Richwood, OH
  • 11/2021 → Present
    Mariner Wealth Advisors
    Nashville, TN
Previous Registrations
  • 2014-12-16 → 2021-11-09
    Lpl Financial Llc
    Richwood, OH
    Delaware, OH
    Plain City, OH
    Larue, OH
    Marysville, OH
    Huntsville, OH
    Richwood, OH
    Fort Mill, SC
    Larue, OH
    Plain City, OH
    Huntsville, OH
    Marysville, OH
    Delaware, OH
  • 2014-07-31 → 2014-11-06
    Commonwealth Financial Network
    Marysville, OH
  • 2013-10-11 → 2014-07-28
    Msi Financial Services, Inc.
    Broadview Hts, OH
    Dublin, OH
    Dublin, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-13
  • S63 Uniform Securities Agent State Law Examination
    2011-10-13
Designations
Other Names
  • Christina Stephenson Mattmuller
  • Christina Sm Horan

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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