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Alison Wall Kerber

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-16
TX RA APPROVED 2018-03-02
  • PA RA
    APPROVED
    Since 2018-04-16
  • TX RA
    APPROVED
    Since 2018-03-02

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfg Wealth Planning Doylestown PA 04/2005 02/2018
The Vanguard Group, Inc. Malvern PA 02/2018 Present
  • 04/2005 → 02/2018
    Sfg Wealth Planning
    Doylestown, PA
  • 02/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
  • 2011-08-15 → 2018-03-07
    Sfg Investment Advisors, Inc.
    Doylestown, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-13
S65 Uniform Investment Adviser Law Examination 2011-07-28
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2011-07-28
Designations
Other Names
  • Alison Elizabeth Wall
  • Alison Wall Kerber
  • Alison Kerber

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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