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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
DC RA APPROVED 2015-08-19
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • DC RA
    APPROVED
    Since 2015-08-19

Branch Locations

1100 H Street Nw Suite 100, Washington, DC 20005 • United States

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Washington DC 08/2011 Present
Charles Schwab Bank, Ssb Washington DC 03/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-29
S63 Uniform Securities Agent State Law Examination 2011-11-05
  • S66 Uniform Combined State Law Examination
    2014-01-29
  • S63 Uniform Securities Agent State Law Examination
    2011-11-05

View on SEC IAPD

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