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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| KY | RA | APPROVED | 2019-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 05/2014 | 01/2020 |
| J.P. Morgan Securities , Llc | Lexington | KY | 06/2019 | 01/2020 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 02/2020 | Present |
| Jp Morgan Securities , Llc | Lexington | KY | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-16 |
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