Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-02-01
  • PA RA
    APPROVED
    Since 2019-02-01

Branch Locations

344 N Front St, Wormleysburg, PA 17043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Camp Hill PA 08/2011 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2017
Cambridge Investment Research, Inc. Fairfield IA 02/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2019 Present
Ocean Thermal Energy Corporation Lancaster PA 04/2017 01/2019
  • 08/2011 → 03/2017
    Metlife Securities
    Camp Hill, PA
  • 07/2016 → 03/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 02/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2019 → Present
    Fairfield, IA
  • 04/2017 → 01/2019
    Ocean Thermal Energy Corporation
    Lancaster, PA
Previous Registrations
  • 2013-08-13 → 2017-03-14
    Msi Financial Services, Inc.
    Camp Hill, PA
    Lancaster, PA
Other Businesses

1) COLONIAL LIFE INSURANCE COMPANY, 1574 LITITZ PIKE LANCASTER PA, 10/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2023, AS ADVISORY REP OF A RIA. INV REL, 10 HR/WK 2 HR/TRADING 3) ASSURED PARTNERS, 344 N FRONT ST WORMLEYSBURG PA, 08/2023, W2 EMPLOYEE, AGENT, NIR, 160 HR/MO 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-05
S63 Uniform Securities Agent State Law Examination 2011-09-21
  • S65 Uniform Investment Adviser Law Examination
    2013-06-05
  • S63 Uniform Securities Agent State Law Examination
    2011-09-21
Other Names
  • Matt Frey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wormleysburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor