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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Camp Hill | PA | 08/2011 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 03/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2019 | Present |
| Ocean Thermal Energy Corporation | Lancaster | PA | 04/2017 | 01/2019 |
1) COLONIAL LIFE INSURANCE COMPANY, 1574 LITITZ PIKE LANCASTER PA, 10/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2023, AS ADVISORY REP OF A RIA. INV REL, 10 HR/WK 2 HR/TRADING 3) ASSURED PARTNERS, 344 N FRONT ST WORMLEYSBURG PA, 08/2023, W2 EMPLOYEE, AGENT, NIR, 160 HR/MO 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
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