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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-15
  • PA RA
    APPROVED
    Since 2025-04-15

Branch Locations

1011 Mumma Rd. Ste. 100, Wormleysburg, PA 17043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hd Supply Carlisle PA 01/2014 11/2017
Ames Camp Hill PA 12/2017 12/2023
Unemployment Harrisburg PA 01/2024 06/2024
New York Life Insurance Company Camp Hill PA 05/2024 02/2025
Nylife Securities Llc Camp Hill PA 08/2024 02/2025
Cambridge Investment Research, Inc. Fairfield IA 02/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2025 Present
  • 01/2014 → 11/2017
    Hd Supply
    Carlisle, PA
  • 12/2017 → 12/2023
    Ames
    Camp Hill, PA
  • 01/2024 → 06/2024
    Unemployment
    Harrisburg, PA
  • 05/2024 → 02/2025
    New York Life Insurance Company
    Camp Hill, PA
  • 08/2024 → 02/2025
    Nylife Securities Llc
    Camp Hill, PA
  • 02/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2025 → Present
    Fairfield, IA
Other Businesses

1. PREMIER NETWORK OF FINANCIAL ADVISORS, 1011 Mumma road, Suite 100, Wormleysburg PA 17043, United States, 02/06/2025, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. ESTRELLA RIVERA-MARTINEZ, 1011 Mumma road, Suite 100, Wormleysburg PA 17043, United States, 02/06/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO - 20 HR/MO TRADING 3. PREMIER WEALTH MANAGEMENT, 1011 Mumma road, Suite 100, Wormleysburg PA 17043, United States, 02/06/2025, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-11
S63 Uniform Securities Agent State Law Examination 2024-10-15
  • S65 Uniform Investment Adviser Law Examination
    2025-04-11
  • S63 Uniform Securities Agent State Law Examination
    2024-10-15

View on SEC IAPD

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