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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-09 |
| WA | RA | APPROVED | 2017-03-25 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
950 Broadway Street Suite 309, Tacoma, WA 98402 • United States
Monroe, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | Bellevue | WA | 08/2016 | 03/2017 |
| Mml Investors Services, Llc | Seattle | WA | 03/2017 | Present |
| Massmutual Life Insurance Co | Seattle | WA | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-12 |
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