Melissa Buchholz

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-02-12
CA	RA	APPROVED	2017-07-10

TX RA
APPROVED

Since 2018-02-12
CA RA
APPROVED

Since 2017-07-10

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	11/2014	Present
Bank Of America, N.A.	Newport Beach	CA	08/2017	Present

11/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
08/2017 → Present

Bank Of America, N.A.

Newport Beach, CA

Other Businesses

I*2034293, Entity Type, Name of OBA: Rental Property 1, Address: Huntington Beach, CA, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 10/04/2024, No Hours: 0, No Hours during trading: 0, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-07

S66 Uniform Combined State Law Examination

2017-07-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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