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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2012-01-06
  • UT RA
    APPROVED
    Since 2012-01-06

Branch Locations

1133 N. Main Street Suite 229, Layton, UT 84041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Powerhouse Llc South Ogden UT 09/2002 Present
Wfgia Layton UT 10/2007 Present
Transamerica Financial Advisors, Inc Layton UT 01/2012 Present
Comfort Solutions Ogden UT 05/2012 Present
Us Air Force Reserve Hq Amc A4Tr Scott Afb IL 12/2013 09/2019
Kl Marketing Llc Syracuse UT 12/2014 Present
Debtmerica Santa Ana CA 08/2016 02/2022
Comfort Construction Ogden UT 08/2021 Present
Managed Wealth Financial South Jordan UT 01/2018 Present
Wealthwave Alpharetta GA 01/2022 Present
  • 09/2002 → Present
    Total Powerhouse Llc
    South Ogden, UT
  • 10/2007 → Present
    Wfgia
    Layton, UT
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Layton, UT
  • 05/2012 → Present
    Comfort Solutions
    Ogden, UT
  • 12/2013 → 09/2019
    Us Air Force Reserve Hq Amc A4Tr
    Scott Afb, IL
  • 12/2014 → Present
    Kl Marketing Llc
    Syracuse, UT
  • 08/2016 → 02/2022
    Debtmerica
    Santa Ana, CA
  • 08/2021 → Present
    Comfort Construction
    Ogden, UT
  • 01/2018 → Present
    Managed Wealth Financial
    South Jordan, UT
  • 01/2022 → Present
    Wealthwave
    Alpharetta, GA
Previous Registrations
  • 2011-10-11 → 2012-01-06
    Investment Advisors International, Inc.
    Layton, UT
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. COMFORT CONSTRUCTION|NOT INVESTMENT RELATED|1470 WALL AVE. ODEN, UT 84404|HEATING AIR CONDITIONING|FLEET MANAGER, DESGNING|08/31/21|160 HRS A MONTH|7 HRS DURING SECURITIES TRADING|MANAGE FLEET AND DESIGN SYSTEM FOR NEW CONSTRUCTION. COMFORT SOLUTIONS LLC; NOT INVESTMENT RELATED; 1470 WALL AVE, ODGEN UT; INSTALL/SERVICE HEATING, AIR CONDITIONING, FIREPLACES, AND MAKEUP AIR IN RESIDENTIAL AND LIGHT COMMERCIAL; DUCT DESIGNER/OFFICE STAFF; 05/2012; 160 HRS/MONTH; DESIGN DUCTING FORNEW & REMODELED HOMES, VEHICLE MAINTENANCE, SOMETIMES SALES TOTAL POWERHOUSE LLC; NOT INVESTMENT RELATED; 5532 S 700 E, SOUTH OGDEN UT; PHOTOGRAPHY, BUSINESS FLOWTHRU; PRESIDENT/OWNER; 09/2002; 4 HRS/MONTH; PHOTOGRAPHY AND MANAGEMENT. KL MARKETING LLC; NOT INVESTMENT RELATED; 3772 JUPITOR HILLS DR, SYRACUSE UT 84075; MORTGAGE LEADS; LEAD GENERATOR; 12/2014; 12 HRS/MONTH; PROVIDE LEADS MANAGED WEALTH FINANCIAL POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 10653 S River Front Pkwy #100, South Jordan UT 84095, United States DESCRIPTION: WFG Co-Brand WEALTHWAVE POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 3030 Royal Blvd, S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: WFG Co-Brand

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-08
S65 Uniform Investment Adviser Law Examination 2011-07-30
  • S63 Uniform Securities Agent State Law Examination
    2014-03-08
  • S65 Uniform Investment Adviser Law Examination
    2011-07-30
Other Names
  • Darren Peterson

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