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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-12-24
  • MA RA
    APPROVED
    Since 2019-12-24

Branch Locations

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

242 Wareham Road, Marion, MA 02738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2012 12/2019
Mutual Of Omaha Wareham MA 12/2019 Present
Mutual Of Omaha Investor Services Wareham MA 12/2019 Present
  • 10/2012 → 12/2019
    St Louis, MO
  • 12/2019 → Present
    Mutual Of Omaha
    Wareham, MA
  • 12/2019 → Present
    Mutual Of Omaha Investor Services
    Wareham, MA
Previous Registrations
Other Businesses

(1) Insurance Agent; Start Date: 12/2019; Non-investment Related; Insurance lines of business: Life, Health & Annuities; Hours/per week during trading hours: 4. (2) Team Ventures LLC; Non-investment related; 2304 State Rd Plymouth MA 02360; Car Wash; Silent Partner; Start Date: 12/2019; Hours/month devoted to business:2; Number of hours devoted during trading hours: 0; Silent investor are my duties. (3) Board of Directors at Southcoast YMCA; Non Investment related; 25 Water St New Bedford MA 02740; Non Profit; Start date 1/2013; 1 hour per month; 1 Hour per month during trading hours. (4) DBA; Sippican Wealth Strategies LLC (5) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1 hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. (6) Team Ventures Two LLC, Non Investment Related,128 Huttleston Ave Fairhaven MA 02719; Car Wash, Silent Partner, Start date 10/2023 Hours/Month devoted to business 2;Number of hours devoted during trading hours 0;Silent Investor are my duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-07
  • S66 Uniform Combined State Law Examination
    2012-01-07
Other Names
  • Steven Hunt Galavotti
  • Steven H Galavotti

View on SEC IAPD

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