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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-12-24 |
Branch Locations
30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States
242 Wareham Road, Marion, MA 02738 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2012 | 12/2019 |
| Mutual Of Omaha | Wareham | MA | 12/2019 | Present |
| Mutual Of Omaha Investor Services | Wareham | MA | 12/2019 | Present |
(1) Insurance Agent; Start Date: 12/2019; Non-investment Related; Insurance lines of business: Life, Health & Annuities; Hours/per week during trading hours: 4. (2) Team Ventures LLC; Non-investment related; 2304 State Rd Plymouth MA 02360; Car Wash; Silent Partner; Start Date: 12/2019; Hours/month devoted to business:2; Number of hours devoted during trading hours: 0; Silent investor are my duties. (3) Board of Directors at Southcoast YMCA; Non Investment related; 25 Water St New Bedford MA 02740; Non Profit; Start date 1/2013; 1 hour per month; 1 Hour per month during trading hours. (4) DBA; Sippican Wealth Strategies LLC (5) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1 hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. (6) Team Ventures Two LLC, Non Investment Related,128 Huttleston Ave Fairhaven MA 02719; Car Wash, Silent Partner, Start date 10/2023 Hours/Month devoted to business 2;Number of hours devoted during trading hours 0;Silent Investor are my duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-07 |
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