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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-26
  • MN RA
    APPROVED
    Since 2024-01-26

Branch Locations

400 Robert St N Suite 800, St Paul, MN 55101 • United States

St Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 03/2015 08/2023
Not Employed St Louis Park MN 09/2023 10/2023
Cetera Wealth Services, Llc St Paul MN 11/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 11/2023 Present
Cetera Investment Services Llc St Cloud MN 11/2023 Present
Cetera Advisors Llc Greenwood Village CO 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 03/2015 → 08/2023
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 09/2023 → 10/2023
    Not Employed
    St Louis Park, MN
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    St Paul, MN
  • 11/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2023 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 11/2023 → Present
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-26
  • S63 Uniform Securities Agent State Law Examination
    2011-10-26

View on SEC IAPD

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