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Kristin L O'BRien

Wells Fargo Clearing Services, LLC

Orlando, FL

Orlando, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
  • TX RA
    APPROVED_RES
    Since 2016-04-20

Branch Locations

800 N Magnolia Ave Ste 1401, Orlando, FL 32803 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Winter Park FL 09/2006 Present
Wells Fargo Advisors Llc Winter Park FL 08/2011 11/2016
Wells Fargo Clearing Services, Llc Winter Park FL 11/2016 Present
  • 09/2006 → Present
    Wells Fargo Bank Na
    Winter Park, FL
  • 08/2011 → 11/2016
    Wells Fargo Advisors Llc
    Winter Park, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Winter Park, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-29
  • S63 Uniform Securities Agent State Law Examination
    2011-09-29
Other Names
  • Kristin Ehlert
  • Kristin Leigh Ehlert

View on SEC IAPD

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