David Wayne Speckman

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 05/2017
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 07/2017 → 04/2024
  Mml Investors Services, Llc
  Indianapolis, IN
• 05/2017 → Present
  Massmutual Life Insurance Cmpany/Westpoint Financial Group
  Indianapolis, IN
• 04/2024 → 06/2026
  Guardian Life Insurance Company
  Indianapolis, IN
• 04/2024 → 06/2026
  Park Avenue Securities
  Indianapolis, IN
• 06/2026 → Present
  Mml Investors Services, Llc
  Indianapolis, IN

Previous Registrations

• 2024-04-23 → 2026-06-16
  Park Avenue Securities Llc
  Indianapolis, IN
• 2017-09-13 → 2023-12-31
  Mml Investors Services, Llc
  Indianapolis, IN
• 2014-05-20 → 2017-05-16
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN

Other Businesses

NAME: DAVID SPECKMAN INV REL: N ADD: RESIDENTIAL NATURE: SOCCER REF POSITION: SOCCER REF START DATE: 01/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REFFING SOCCER GAME, REFFEREE (2) NAME: DAVID SPECKKMAN INV REL: Y ADD: 8888 KEYSTONE CROSSING SUITE 1600 INDIANPOLIS IN 46240 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/01/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: LIFE, DI, LTC AND FIXED ANNUITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-19
• S63 Uniform Securities Agent State Law Examination
  2012-09-20

Other Names

• David W Speckman
• David Wayne Speckman