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Charles Roosevelt Major

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-10
TX RA APPROVED_RES 2025-10-10
  • GA RA
    APPROVED
    Since 2025-10-10
  • TX RA
    APPROVED_RES
    Since 2025-10-10

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 03/2016 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 03/2016 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
S63 Uniform Securities Agent State Law Examination 2011-09-13
  • S66 Uniform Combined State Law Examination
    2025-10-09
  • S63 Uniform Securities Agent State Law Examination
    2011-09-13
Other Names
  • Charles Major
  • Charles Roosevelt Major
  • Charles Roosevelt Major

View on SEC IAPD

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