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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

480 Bedford Road, Chappaqua, NY 10514-1715 • United States

Newburgh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc Beacon NY 08/2011 03/2018
Citizens Bank Newburgh NY 04/2018 06/2021
Citizens Securities Inc. Newburgh NY 04/2018 06/2021
Citizens Securities Inc. White Plains NY 06/2021 03/2022
Fidelity Investments Chappaqua NY 03/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2011 → 03/2018
    M&T Securities, Inc
    Beacon, NY
  • 04/2018 → 06/2021
    Citizens Bank
    Newburgh, NY
  • 04/2018 → 06/2021
    Newburgh, NY
  • 06/2021 → 03/2022
    White Plains, NY
  • 03/2022 → Present
    Fidelity Investments
    Chappaqua, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-04-05 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chappaqua, NY
  • 2018-04-17 → 2022-02-25
    Newburgh, NY
    Johnston, RI
    Yonkers, NY
    Albany, NY
    White Plains, NY
    Bethel Park, PA
    Johnston, RI
    Johnston, RI
  • 2015-01-06 → 2018-04-24
    M&T Securities, Inc.
    Brewster, NY
    Mount Kisco, NY
    Paramus, NJ
    Ossining, NY
    Pougkeepsie, NY
    Somers, NY
    North Salem, NY
    White Plains, NY
    Elmsford, NY
    Beacon, NY
    Fishkill, NY
    Brewster, NY
    Pawling, NY
    Salt Point, NY
    Dover Plains, NY
    Amenia, NY
    Baldwin Place, NY
    Whiteplains, NY
    Mount Kisco, NY
    Yorktown Heights, NY
    North Salem, NY
    Elmsford, NY
    Ossining, NY
    Baldwin Place, NY
    Mohegan Lake, NY
    Peekskill, NY
    Paramus, NJ
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-05
S63 Uniform Securities Agent State Law Examination 2011-11-30
  • S65 Uniform Investment Adviser Law Examination
    2015-01-05
  • S63 Uniform Securities Agent State Law Examination
    2011-11-30
Other Names
  • Caroline Bravo
  • Caroline Maria Bravo
  • Caroline M Bravo

View on SEC IAPD

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