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Current Employers
Asset Allocation Strategies, Llc

33335 Grand River, Farmington, MI 48336 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-05-03
  • MI RA
    APPROVED
    Since 2016-05-03

Branch Locations

33335 Grand River, Farmington, MI 48336 • United States

108 S Rath Suite 202, Ludington, MI 49431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glp Investment Services Ludington MI 08/2010 Present
Glp & Associates Ludington MI 08/2009 Present
Asset Allocation Strategies, Llc Ludington MI 04/2016 Present
  • 08/2010 → Present
    Glp Investment Services
    Ludington, MI
  • 08/2009 → Present
    Glp & Associates
    Ludington, MI
  • 04/2016 → Present
    Ludington, MI
Other Businesses

1) FIVE LAKES PROPERTY SERVICES, INVESTMENT RELATED, 4609 W CONRAD RD LUDINGTON MI, SHORT TERM RENTAL, POSITION: MEMBER, START DATE: 01/2020, APX. HRS. PER MONTH: 5 (NOT DURING TRADING HOURS), DUTIES INCLUDE PROVIDING INFORMATION TO RENTERS REGARDING APARTMENT 2) MiWEST FINANCIAL, LLC. INVESTMENT RELATED, 108 S RATH AVE, LUDINGTON MI 49431, PASS-THROUGH FOR INCOME FROM INSURANCE AND FINANCIAL SERVICES SALES AND ADVISORY FEES FROM GLP, OWNER, START DATE: 03/03/2022, APX. HRS PER MONTH: 10-15 (NOT DURING TRADING HOURS), DUTIES: BOOKKEEPING/RECORDKEEPING 3) GLP & ASSOCIATES, INVESTMENT RELATED, HQ IN FARMINGTON MI, BRANCH IN LUDINGTON, MI. NATURE: LIFE INSURANCE/ANNUITY SALES. POSITION: INSURANCE AGENT, START DATE: 08/2009, APX 40 HRS/MO., 30 HRS DURING TRADING HOURS, DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. 4) ASSET ALLOCATION STRATEGIES, LLC. INVESTMENT RELATED. HQ IN FARMINGTON, MI, BRANCH IN LUDINGTON, MI. NATURE: INVESTMENT ADVISOR. POSITION: IAR. START DATE: 04/2016. APX 80 HRS/MO., 70 HRS DURING TRADING HOURS. DUTIES: SOLICIT, SERVICE, ACTIVELLY MANAGE ADVISORY ACCOUNTS/CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-08
S63 Uniform Securities Agent State Law Examination 2011-08-10
  • S65 Uniform Investment Adviser Law Examination
    2015-05-08
  • S63 Uniform Securities Agent State Law Examination
    2011-08-10

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