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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-05 |
| AL | RA | APPROVED | 2021-08-30 |
Branch Locations
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
813 Riverbend Drive, Gadsden, AL 35903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 08/2011 | 08/2021 |
| Mwa Financial Services Inc. | Rock Island | IL | 08/2011 | 08/2021 |
| Various Insurance Companies | Hokes Bluff | AL | 09/2011 | Present |
| Brookstone Wealth Advisors | Wheaton | IL | 08/2021 | Present |
1)VARIOUS INSURANCE APPOINTMENTS; NON-SECURITIES; GADSDEN, AL ;INSURANCE;AGENT;9/2011; SELL AND SERVICE PRODUCTS OF VARIOUS INSURANCE COMPANIES 2)ASHLEY FINANCIAL HOLDINGS LLC NON-SECURITIES; GADSDEN, AL; LLC SET UP FOR OFFICE BUILDING 3/2019 NON-SECURITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-27 |
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