Clint Michael Derose

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 05/2018
  Wells Fargo Advisors, Llc
  Pueblo, CO
• 05/2018 → Present
  Raymond James Financial Services, Inc
  Greenwood Village, CO
• 05/2018 → Present
  Raymond James Financial Services Advisor, Inc
  Greenwood Village, CO
• 02/2020 → Present
  Legacy Private Wealth Partners
  Greenwood Village, CO
• 02/2020 → 07/2021
  Legacy Private Wealth Partners
  Greenwood Village, CO
• 06/2018 → Present
  C.M.DErose Wealth Services Llc
  Greenwood Village, CO

Previous Registrations

• 2012-01-30 → 2018-05-24
  Wells Fargo Clearing Services, Llc
  Pueblo, CO
  Colorado Springs, CO
  Pueblo, CO
  Colorado Springs, CO
  Pueblo, CO
  Denver, CO
  Colorado Springs, CO

Other Businesses

(1)Name of Business: C.M.DeRose Wealth Services LLC Address: 5251 Dtc Pkwy Ste 700, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/08/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my Business account that I use to flow my money through for work.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-28

Other Names

• Clint Derose
• Clint Michael Derose
• Clinton Michael Derose