Brandon J Baldwin

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-09-11
CA	RA	APPROVED	2011-10-13

TX RA
APPROVED_RES

Since 2014-09-11
CA RA
APPROVED

Since 2011-10-13

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Newport Beach	CA	07/2011	Present
Bank Of America, N.A.	Newport Beach	CA	11/2011	Present

07/2011 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Newport Beach, CA
11/2011 → Present

Bank Of America, N.A.

Newport Beach, CA

Other Businesses

I*1963280 Entity Type: N/A Name of OBA: Rental Property 1 Address:Eugene Oregon Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:09/23/2024 No Hours: 5 Yearly No Hours during trading:0 Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-12

S66 Uniform Combined State Law Examination

2011-10-12

Other Names

Brandon Jason Baldwin

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

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