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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-23 |
Branch Locations
401 Congress Ave, Austin, TX 78701 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade, Inc. | Fortworth | TX | 01/2006 | 08/2021 |
| Td Waterhouse Investor Services, Inc. | Fort Worth | TX | 04/2006 | 08/2021 |
| Charles Schwab & Co., Inc. | Austin | TX | 08/2021 | 05/2024 |
| Charles Schwab Bank, Ssb | Austin | TX | 08/2021 | 05/2024 |
| Frost Brokerage Services | Austin | TX | 04/2025 | Present |
| Frost Investment Services | Austin | TX | 04/2025 | Present |
| Unemployed | Austin | TX | 05/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-12 |
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