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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-23
  • TX RA
    APPROVED
    Since 2025-04-23

Branch Locations

401 Congress Ave, Austin, TX 78701 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade, Inc. Fortworth TX 01/2006 08/2021
Td Waterhouse Investor Services, Inc. Fort Worth TX 04/2006 08/2021
Charles Schwab & Co., Inc. Austin TX 08/2021 05/2024
Charles Schwab Bank, Ssb Austin TX 08/2021 05/2024
Frost Brokerage Services Austin TX 04/2025 Present
Frost Investment Services Austin TX 04/2025 Present
Unemployed Austin TX 05/2024 04/2025
  • 01/2006 → 08/2021
    Ameritrade, Inc.
    Fortworth, TX
  • 04/2006 → 08/2021
    Td Waterhouse Investor Services, Inc.
    Fort Worth, TX
  • 08/2021 → 05/2024
    Austin, TX
  • 08/2021 → 05/2024
    Charles Schwab Bank, Ssb
    Austin, TX
  • 04/2025 → Present
    Frost Brokerage Services
    Austin, TX
  • 04/2025 → Present
    Austin, TX
  • 05/2024 → 04/2025
    Unemployed
    Austin, TX
Previous Registrations
  • 2021-08-27 → 2024-05-30
    Southlake, TX
    Austin, TX
    Westlake, TX
    San Antonio, TX
  • 2013-10-14 → 2021-08-31
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
    Austin, TX
  • 2011-01-20 → 2021-08-27
    Td Ameritrade, Inc.
    Honolulu, HI
    Carlsbad, CA
    Fort Worth, TX
    Fort Worth, TX
    Austin, TX
  • 2006-01-30 → 2013-10-14
    Td Ameritrade Investment Management, Llc
    Honolulu, HI
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 2000-09-12
  • S65 Uniform Investment Adviser Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    2000-09-12
Other Names
  • Victor Manuel Ayala
  • Victor Manuel Ayala
  • Vic Manuel Ayala

View on SEC IAPD

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