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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-07-06 |
| TX | RA | APPROVED | 2023-07-06 |
Branch Locations
218 Frontage Road Suite A, Clemson, SC 29631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Clemson | SC | 12/2011 | 09/2020 |
| Wells Fargo Clearing Services, Llc. | Seneca | SC | 09/2020 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Clemson | SC | 07/2023 | Present |
NOTARY PUBLIC, NOT INV RELATED, CLEMSON, SC, NOTARY, START 9/30/2024, 1 HR PER MONTH, 1 HR DURING TRADING, NOTARY. FRONTAGE PARTNERS LLC, INV RELATED, CLEMSON, SC, 100% OWNERSHIP, START 12/1/2022, 4 HRS PER MONTH, 2 HRS DURING TRADING, LLC FOR COMMERCIAL SPACE FOR FUTURE FINET PRACTICE. KEYSTONE STRATEGIES LLC, INV RELATED, CLEMSON, SC, 100% OWNERSHIP, START 5/1/2023, 2 HRS PER MONTH, 1 HR DURING TRADING, FINET. RISE FINANCIAL STRATEGIES GROUP LLC, INV RELATED, CLEMSON, SC, 75% OWNERSHIP, START 5/1/2023, 6 HRS PER MONTH, 4 HRS DURING TRADING, FINET. COMMERCIAL RENTAL PROPERTY, INV RELATED, CLEMSON, SC, 100% OWNERSHIP, START 4/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. THESE HILLS LLC, INV RELATED, CLEMSON, SC, 100% OWNERSHIP WITH SPOUSE, START 5/7/2024, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE. INVESTMENT PROPERTY, INV RELATED, CENTRAL, SC, 100% OWNERSHIP, START 5/17/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. CLEMSON COTILLION CLUB; NOT INV RELATED; CLEMSON, SC; PRESIDENT; START 07/07/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; OVERSEE MEETINGS AND PLAN SOCIAL FUNCTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-19 |
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