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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
  • FL RA
    APPROVED
    Since 2020-09-21

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 04/2014 11/2018
Bank Of America, N.A. Saint Petersburg FL 02/2018 11/2018
Raymond James & Assoicates, Inc St. Petersburg FL 09/2020 Present
Unemployed Saint Petersburg FL 11/2018 11/2019
Merrill Lynch Saint Petersburg FL 11/2019 09/2020
  • 04/2014 → 11/2018
    Saint Petersburg, FL
  • 02/2018 → 11/2018
    Bank Of America, N.A.
    Saint Petersburg, FL
  • 09/2020 → Present
    Raymond James & Assoicates, Inc
    St. Petersburg, FL
  • 11/2018 → 11/2019
    Unemployed
    Saint Petersburg, FL
  • 11/2019 → 09/2020
    Merrill Lynch
    Saint Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-11
  • S66 Uniform Combined State Law Examination
    2014-12-11
Other Names
  • Monique Eatman
  • Monique Shandale Roy
  • Monique S Eatman

View on SEC IAPD

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