Helen Colbert De Mooy

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-21
CO	RA	APPROVED	2011-11-25

TX RA
APPROVED

Since 2015-04-21
CO RA
APPROVED

Since 2011-11-25

Branch Locations

5613 Dtc Pkwy [Rf-Rbo], Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Denver	CO	08/2011	11/2016
Wells Fargo Clearing Services, Llc	Denver	CO	11/2016	Present

08/2011 → 11/2016

Wells Fargo Advisors Llc

Denver, CO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Denver, CO

Other Businesses

HTC HOLDINGS LLC; INV RELATED; DENVER, CO; 100% OWNERSHIP WITH SPOUSE; START 06/19/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; HOLDS SPOUSES BUSINESSES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-23

S66 Uniform Combined State Law Examination

2011-11-23

Other Names

Helen E Colbert
Helen Frances Colbert
Helen Colbert De Mooy
Helen C De Mooy

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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