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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-07
SD RA APPROVED 2011-10-19
  • TX RA
    APPROVED
    Since 2012-11-07
  • SD RA
    APPROVED
    Since 2011-10-19

Branch Locations

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sioux Falls SD 07/2011 Present
Bank Of America, N.A. Sioux Falls SD 12/2011 Present
Other Businesses

I*: 2389346 Entity Type: Religious Organization Name of OBA: Gloria Dei Lutheran Church Address: Sioux Falls, South Dakota Investment Related: No Position, Title, Association: Advisor Employee Start Date: 01/2025 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: Advise and review the endowment funds for Gloria Dei Church. Present information to the church board

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
  • S66 Uniform Combined State Law Examination
    2011-10-14
Other Names
  • Steven Lindquist

View on SEC IAPD

Other Firms

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