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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2011-10-13
  • DE RA
    APPROVED
    Since 2011-10-13

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 07/2011 Present
Bank Of America, N.A. Wilmington DE 08/2011 Present
Other Businesses

I*73428 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOCKESSIN UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 7250 LANCASTER PIKE, HOCKESSIN, DELAWARE 19707 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/22/2014 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AS CHAIR OF CHURCH COUNCIL, RESPONSIBLE FOR LEADING COMMITTEE THAT OVERSEES DIRECTION AND PROGRAMS FOR LOCAL HOCKESSIN METHODIST CHURCH. RESPONSIBILITIES INCLUDE CALLING AND LEADING MONTHLY MEETINGS; COUNCIL CHAIR IS ALSO MEMBER OF FINANCE COMMITTEE I*97020 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UD HOCKEY ALUMNI ASSOCIATION (UDHAA) INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEWARK, DELAWARE 19716 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/11/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MISSION IS SUPPORT LONG-TERM SUSTAINABILITY AND FINANCIAL HEALTH OF THE UD MEN S HOCKEY PROGRAM WHILE FOSTERING LOYALTY AMONG ITS ALUMNI. MY ROLE IS TO GENERATE INTEREST IN ACTIVITIES AND FUND RAISING BUT NOT FINANCIAL OVERSIGHT. WON'T BE A SIGNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-12
  • S66 Uniform Combined State Law Examination
    2011-10-12
Other Names
  • William E Sherry
  • Fil E^ Sherry
  • William E Sherry
  • Fil Sherry Jr

View on SEC IAPD

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