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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2011-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 07/2011 | Present |
| Bank Of America, N.A. | Wilmington | DE | 08/2011 | Present |
I*73428 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOCKESSIN UNITED METHODIST CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 7250 LANCASTER PIKE, HOCKESSIN, DELAWARE 19707 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/22/2014 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AS CHAIR OF CHURCH COUNCIL, RESPONSIBLE FOR LEADING COMMITTEE THAT OVERSEES DIRECTION AND PROGRAMS FOR LOCAL HOCKESSIN METHODIST CHURCH. RESPONSIBILITIES INCLUDE CALLING AND LEADING MONTHLY MEETINGS; COUNCIL CHAIR IS ALSO MEMBER OF FINANCE COMMITTEE I*97020 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UD HOCKEY ALUMNI ASSOCIATION (UDHAA) INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEWARK, DELAWARE 19716 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/11/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MISSION IS SUPPORT LONG-TERM SUSTAINABILITY AND FINANCIAL HEALTH OF THE UD MEN S HOCKEY PROGRAM WHILE FOSTERING LOYALTY AMONG ITS ALUMNI. MY ROLE IS TO GENERATE INTEREST IN ACTIVITIES AND FUND RAISING BUT NOT FINANCIAL OVERSIGHT. WON'T BE A SIGNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-12 |
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